Securities Lending

Results: 803



#Item
511Finance / Financial system / Financial markets / Financial regulation / Custodian bank / Settlement / Markets in Financial Instruments Directive / Bank / Securities lending / Securities / Financial institutions / Financial economics

PDF Document

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Source URL: www.eba.europa.eu

Language: English - Date: 2014-02-24 04:27:13
512Short selling / Securities / Financial markets / Financial regulation / Securities lending / Buying in / Securities Exchange Act / Short / Locate / Financial economics / Finance / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 19, 2014 INVESTMENT COMPANY ACT OF 1940

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Source URL: www.sec.gov

Language: English - Date: 2014-05-19 14:22:39
513Financial system / Financial regulation / Financial markets / United States Securities and Exchange Commission / United States securities law / Securities lending / Locate / Short / Security / Short selling / Financial economics / Finance

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 19, 2014 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2014-05-19 14:22:59
514Financial markets / Securities / Options Clearing Corporation / Short selling / Securities lending / Mark-to-market accounting / Futures contract / Depository Trust & Clearing Corporation / Collateral / Finance / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]April 5, 2011 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change Relating to Stock L

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Source URL: www.sec.gov

Language: English - Date: 2011-04-06 09:13:47
515Securities / Financial markets / Short selling / Options Clearing Corporation / Central Securities Depositories / Depository Trust & Clearing Corporation / Securities lending / Short / Mark-to-market accounting / Financial economics / Finance / Financial system

Corrected Version SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]January 23, 2009 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting A

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Source URL: www.sec.gov

Language: English - Date: 2009-01-27 17:38:18
516Financial system / Financial regulation / Short / Securities lending / Proxy voting / Financial market / Repurchase agreement / Mortgage broker / Security / Short selling / Finance / Financial economics

   MEMORANDUM   March 30, 2011   To:  File  on  Loan  or  Borrowing  of  Securities:  Title  IX  Section  984(b)  of  the  Dodd‐Frank  Wall  Street  Reform and Consumer Protection Act ("Do

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Source URL: www.sec.gov

Language: English - Date: 2011-04-07 16:09:05
517Credit card / Consumer protection / Financial institution / Law / Business / Private law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Consumer protection law / United States federal banking legislation / Truth in Lending Act

FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL GUIDANCE ON ELECTRONIC FINANCIAL SERVICES AND CONSUMER COMPLIANCE1 INTRODUCTION Federally insured depository institutions are developing or employing new electronic tech

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Source URL: www.occ.treas.gov

Language: English - Date: 2014-08-03 08:47:51
518OneChicago /  LLC / Securities Lending / Single-stock futures / Securities Exchange Act / Commodity Futures Trading Commission / Futures contract / Futures exchange / U.S. Securities and Exchange Commission / Options Clearing Corporation / Financial economics / Financial system / Finance

SR-OC[removed]Date Submitted: July 13, 2010 Page 11 of 13 EXHIBIT 5

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Source URL: www.sec.gov

Language: English - Date: 2010-07-30 11:44:04
519Futures exchanges / OneChicago /  LLC / Securities Lending / Single-stock futures / Financial markets / Chicago Board Options Exchange / Commodity Futures Trading Commission / Futures contract / Securities Exchange Act / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OC[removed]September 14, 2004 Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2004-09-16 16:36:25
520Financial statements / United States housing bubble / Securities / Financial markets / Federal Reserve System / Repurchase agreement / Securities lending / Balance sheet / Collateral / Finance / Accountancy / Business

Microsoft Word - TALF_Instruct_PC-Health_2009.doc

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Source URL: www.naic.org

Language: English - Date: 2011-08-16 16:19:50
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